Performing BSA/AML/OFAC Risk Assessments Properly

On-Demand Schedule

Mon, December 23, 2024 - Mon, December 30, 2024

Duration

60  Mins

Level

Basic & Intermediate & Advanced

Webinar ID

IQW15C6305

BSA/AML/OFAC Risk Assessment Expectations
Importance of working with all areas of financial institution for establishing appropriate risk ratings for BSA/AML/OFAC
Areas to be covered by the risk assessment
Risk rating guidelines and suggestions
Monitoring of risk ratings
 

Overview of the webinar

This 60-minute webinar will summarize the importance of performing BSA/AML/OFAC risk assessments properly. It will discuss the various components needed in order to implement an effective risk assessment, as well as, what is needed to maintain an appropriate risk assessment on-going of BSA/AML/OFAC. It will provide insight to what regulators and examiners expect from financial institutions in their BSA/AML/OFAC Risk assessments. 

Who should attend?

BSA Officers
BSA Personnel
Audit Personnel
Senior BSA management
 

Why should you attend?

Conduct an effective  BSA/AML Risk Assessment for your financial institution
Implement effective BSA/AML risk assessments.
Implement best-practice risk assessment strategies 
Advise management on continuous monitoring of BSA/AML risk
Advise management of how the BSA/AML risk assessment plays a critical role in the Enterprise Risk Model
Recommend BSA/AML risk assessment approaches and oversight
 

Faculty - Dr.Gina J. Lowdermilk

Dr. Gina J. Lowdermilk, Ph.D. (ABD), CAMS, CRMS is a highly experienced and educated BSA/AML and financial regulatory compliance professional with extensive experience in policy and procedure development and implementation, training, internal audit, monitoring, risk management and reporting. Her emphasis has been working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work from small community banks to large, international financial institutions. Her roles not only included BSA/AML and compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality.

Dr. Lowdermilk has worked with almost all financial regulators and examiners. She possesses advanced Microsoft Excel, PowerPoint, Word, Internet Explorer, Visio, and Access skills. She also has experience with FiServ, BAM, CRA Wiz, TeamMate, COGNOS and Metavante banking software. She has been responsible for creating both recurring and ad hoc executive management and board presentations. In addition to her above experience, she is also an adjunct instructor for the business and construction management programs at a local college, as well as writes numerous BSA/AML and compliance articles, training materials, and manuals for numerous clients.

 

100% MONEY BACK GUARANTEED

Refund / Cancellation policy
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